Open Book Financial Assessment

Stocks - Most recent statements including options

Bonds

Mutual Funds statements (previous quarter and current month)

IRA statements (previous quarter and current month)

401k package information

403b package information

457 information

401a information

Thrift Savings Plan (TSP) statement

SIMPLE IRA statements

SEP IRA statements

Profit Sharing Plan (PSP) statements

Social Security Statement (estimate available at www.ssa.gov)

Employee Stock Ownership Plan (ESOP) statements

Restricted Stock Option Vesting Schedule

Defined benefit retirement plan information / Pension Statement

Deferred Compensation Plan (DCP) information

Investment property

General / Limited partnership information

Gear up for the financial diagnostic discussion…